DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at John Moore & Associates Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gary Andrew Ferguson | Simplicity Wealth independent RIA | John Moore & Associates Inc independent RIA | RIA to RIA | Sep 26, 2023 | Mar 27, 2024 (183 d) |
| Cole Vance Leonida | Capital Financial Group, Inc. independent RIA | John Moore & Associates Inc independent RIA | RIA to RIA | Jul 19, 2021 | Dec 23, 2021 (157 d) |
| Greg Alan Hartenbower | Raymond James Financial Services Advisors, Inc BD affiliated | John Moore & Associates Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 19, 2020 | Mar 14, 2025 (1607 d) |
| Brian James Cochran | Raymond James Financial Services Advisors, Inc BD affiliated | John Moore & Associates Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 19, 2020 | Jul 21, 2020 |
| John William Onesti | The Mutual Fund Store other | John Moore & Associates Inc independent RIA | Other | Jan 20, 2011 | Mar 5, 2024 (4793 d) |
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5 moves match.