DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at We Family Offices

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas Mclemore CarrollGfo Advisory Services, LLC otherWe Family Offices otherOtherAug 15, 2014Feb 8, 2013
Manuel CabiellesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWe Family Offices otherOtherOct 9, 2013Nov 7, 2016 (1125 d)
Santiago UlloaGfo Advisory Services, LLC otherWe Family Offices independent RIAOtherJan 18, 2013Nov 26, 2025 (4695 d)
Sven HuberGfo Advisory Services, LLC otherWe Family Offices independent RIAOtherJan 18, 2013Dec 2, 2025 (4701 d)
Julie Louise NeitzelGfo Advisory Services, LLC otherWe Family Offices otherOtherJan 17, 2013Sep 26, 2011
Pablo Jose CeballosGfo Advisory Services, LLC otherWe Family Offices otherOtherJan 15, 2013Mar 16, 2011
Elaine King FuentesMeira Wealth otherWe Family Offices otherOtherJan 27, 2012Dec 9, 2013 (682 d)
Richard Ervin ZimmermanBanc Of America Investment Services, Inc. unclassifiedWe Family Offices independent RIAOtherOct 4, 2005Sep 7, 2021 (5817 d)
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8 moves match.