DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas Mclemore Carroll
Certified Financial Planner
Feed of 09/14/2026
At current firm
4 y
since Nov 8, 2021
In the industry
26 y
since Jul 24, 2000 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Hb Wealth independent RIA currentsince Nov 8, 2021 · Atlanta, Ga
- Homrich Berg formerJan 16, 2020 to Nov 21, 2021 · Atlanta, Ga
- Gfo Advisory Services, LLC asset managerJun 30, 2017 to Dec 31, 2017 · Atlanta, Ga
- Truist Advisory Services, Inc. BD affiliatedOct 31, 2016 to Nov 27, 2019 · Houston, Tx
- Suntrust Investment Services, Inc. formerAug 12, 2014 to Dec 31, 2016 · Atlanta, Ga
- We Family Offices independent RIAFeb 8, 2013 to Nov 13, 2013 · Atlanta, Ga
- Gfo Advisory Services, LLC asset managerJan 23, 2013 to Aug 15, 2014 · Atlanta, Ga
- Suntrust Investment Services, Inc. formerJul 9, 2002 to Nov 5, 2012 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- Homrich Berg to Hb Wealthleft Nov 21, 2021, registered Nov 8, 2021 (-13 days) · corporate re-registration, not a move
- Truist Advisory Services, Inc. to Gfo Advisory Services, LLCleft Nov 27, 2019, registered Jun 30, 2017 (-880 days) · Other
- Gfo Advisory Services, LLC to Homrich Bergleft Dec 31, 2017, registered Jan 16, 2020 (746 days) · Other
- Suntrust Investment Services, Inc. to Truist Advisory Services, Inc.left Dec 31, 2016, registered Oct 31, 2016 (-61 days) · corporate re-registration, not a move
- Gfo Advisory Services, LLC to We Family Officesleft Aug 15, 2014, registered Feb 8, 2013 (-553 days) · Other
- We Family Offices to Suntrust Investment Services, Inc.left Nov 13, 2013, registered Aug 12, 2014 (272 days) · Other
- Suntrust Investment Services, Inc. to Gfo Advisory Services, LLCleft Nov 5, 2012, registered Jan 23, 2013 (79 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address