DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mariner Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Paul Siemonsma | Avantax Planning Partners, Inc. other | Mariner Wealth Advisors other | Other | Oct 13, 2017 | Oct 16, 2017 |
| Edward Joseph Meekins | Avantax Planning Partners, Inc. other | Mariner Wealth Advisors other | Other | Oct 13, 2017 | Oct 16, 2017 |
| David C Swan | Waddell & Reed other | Mariner Wealth Advisors other | Other | Aug 21, 2014 | Sep 8, 2014 |
| Price Clayton Rivers | Ameritas Advisory Services other | Mariner Wealth Advisors other | Other | Oct 24, 2006 | Apr 12, 2007 (170 d) |
| Ken James Koubsky | Citigroup Global Markets Inc. other | Mariner Wealth Advisors other | Other | Jan 15, 2003 | Feb 18, 2003 (34 d) |
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5 moves match.