DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pks Investment Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Steven Michael James | T. Rowe Price Advisory Services, Inc. no RAUM | Pks Investment Advisors LLC other | Other | Jan 4, 2017 | Jan 10, 2017 |
| Steven Eugene Sweigert | Suntrust Investment Services, Inc. other | Pks Investment Advisors LLC other | Other | Jul 22, 2015 | Aug 28, 2015 (37 d) |
| Timothy Anthony Gonzales | Osaic Institutions, Inc. other | Pks Investment Advisors LLC other | Other | Nov 19, 2012 | Nov 27, 2012 |
| John Henry Repass | H. Beck, Inc. other | Pks Investment Advisors LLC other | Other | Sep 5, 2006 | Apr 26, 2007 (233 d) |
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4 moves match.