DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at B&C Financial Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ian Marcello Aguilar | Capital Analysts BD affiliated | B&C Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 20, 2018 | Feb 7, 2019 (79 d) |
| Adam Michael Howard | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | B&C Financial Advisors other | Other | Jun 16, 2016 | Jul 12, 2016 |
| Eric Anthony Rust | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | B&C Financial Advisors other | Other | Aug 26, 2013 | Sep 9, 2013 |
| Sean Robert Guldi | Newport Group Securities, Inc. other | B&C Financial Advisors other | Other | Apr 23, 2013 | May 9, 2013 |
| John Collin Murphy | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | B&C Financial Advisors other | Other | Mar 16, 2006 | Jun 1, 2006 (77 d) |
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5 moves match.