DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Successful Resource Management, Ltd.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Peter John Rothamel | Investment Advisors Corp other | Successful Resource Management, Ltd. state registered | Other | May 1, 2013 | May 22, 2013 |
| Jayme William Bresnahan | Investment Advisors Corp other | Successful Resource Management, Ltd. state registered | Other | Dec 5, 2012 | Nov 19, 2012 |
| Vincent Paul Sturm | Securities America Advisors, Inc. other | Successful Resource Management, Ltd. state registered | Other | Mar 2, 2011 | Jul 20, 2011 (140 d) |
| Herbert Edward Modglin | Wealth Enhancement Advisory Services, LLC other | Successful Resource Management, Ltd. state registered | Other | Nov 19, 2008 | Dec 9, 2008 |
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4 moves match.