DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wisconsin Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sean Patrick Cote | Sva Wealth Management, LLC independent RIA | Wisconsin Capital Management, LLC other | Other | Jan 13, 2021 | Jun 12, 2012 |
| Nathan Marek Plumb | Osaic Fa, Inc. BD affiliated | Wisconsin Capital Management, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 5, 2020 | Oct 14, 2020 |
| Leonard Williams Barry | Sva Wealth Management, LLC other | Wisconsin Capital Management, LLC other | Other | Sep 9, 2013 | Jun 12, 2012 |
| Ken Sal Cavalluzzo | Sva Wealth Management, Inc. unclassified | Wisconsin Capital Management, LLC other | Other | Jan 10, 2012 | Jan 10, 2012 |
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4 moves match.