DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Matson Money, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Randall Potter | Strategic Planning Corporation state registered | Matson Money, Inc. other | Other | Mar 17, 2024 | Mar 23, 2017 |
| Jeffrey Miles Cooper | Sentry Wealth, Inc. unclassified | Matson Money, Inc. other | Other | Dec 31, 2023 | Sep 18, 2017 |
| Cindy Ann Carpenter | J.P. Morgan Securities LLC wirehouse | Matson Money, Inc. mixed wealth | Wirehouse to independent RIA | Feb 5, 2019 | Jun 21, 2019 (136 d) |
| Sean Babin | Charles Schwab & Co., Inc. national BD | Matson Money, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 26, 2016 | Mar 22, 2019 (938 d) |
| Peter Alexander Kitzerow | Provident Wealth Advisors, LLC state registered | Matson Money, Inc. mixed wealth | Other | Feb 17, 2016 | Feb 23, 2021 (1833 d) |
| Robert Reich Gardner | Edward Jones national BD | Matson Money, Inc. other | Other | Jun 23, 2009 | Feb 5, 2018 (3149 d) |
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6 moves match.