DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Hc Financial Advisors Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Timothy Winfield Harvey | Bordeaux Wealth Advisors independent RIA | Hc Financial Advisors Inc independent RIA | RIA to RIA | May 24, 2021 | Jun 9, 2021 |
| Abigail Phillips Hasling | Howard Financial Services, Ltd. independent RIA | Hc Financial Advisors Inc independent RIA | RIA to RIA | Apr 22, 2019 | May 22, 2019 |
| Anita Singh | UBS Financial Services Inc. wirehouse | Hc Financial Advisors Inc other | Other | Jun 15, 2006 | Sep 16, 2011 (1919 d) |
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3 moves match.