DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Saratoga Research & Investment Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tracey Alden Devine | Truist Advisory Services, Inc. BD affiliated | Saratoga Research & Investment Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2022 | Nov 2, 2022 |
| Mark Lee Mcclenahan | Citigroup Global Markets Inc. other | Saratoga Research & Investment Management other | Other | Oct 24, 2013 | Mar 11, 2014 (138 d) |
| Aileen Kay Braga | Mutual Securities, Inc. other | Saratoga Research & Investment Management other | Other | Jun 17, 2010 | Apr 1, 2010 |
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3 moves match.