DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Next Capital Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher Lee FineburgRockefeller Capital Management mixed wealthNext Capital Management LLC independent RIARIA to RIAOct 13, 2023Oct 18, 2023
Teresa Denise ArmelRockefeller Capital Management BD affiliatedNext Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 13, 2023Jan 2, 2024 (81 d)
Frazer Clark RiceCalamos Wealth Management LLC independent RIANext Capital Management LLC independent RIARIA to RIAMar 10, 2020Dec 1, 2022 (996 d)
Daniel Isaac MagierStrategic Advisers LLC national BDNext Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 31, 2018Jun 14, 2021 (1230 d)
Alexandra Michelle BlakeCircle Wealth Management, LLC otherNext Capital Management LLC independent RIAOtherApr 4, 2017Jul 7, 2021 (1555 d)
Ryan William DavisFortigent, LLC otherNext Capital Management LLC independent RIAOtherMar 10, 2015Jun 28, 2021 (2302 d)
James Vincent McgurrenDartmouth Advisory Services,Inc. otherNext Capital Management LLC otherOtherMay 28, 2013Nov 3, 2011
Ross LevinMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNext Capital Management LLC independent RIAWirehouse to independent RIAJul 17, 2007Jul 19, 2021 (5116 d)
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8 moves match.