DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at M. J. Smith And Associates
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jacob Martin Jaegle | Personal Capital Advisors Corporation independent RIA | M. J. Smith And Associates independent RIA | RIA to RIA | Jun 8, 2018 | Aug 30, 2018 (83 d) |
| Clint Paul Thomas | Raymond James Financial Services Advisors, Inc other | M. J. Smith And Associates other | Other | Dec 31, 2012 | Dec 14, 2012 |
| Michael Thomas Oserow | First Command Financial Planning, Inc. other | M. J. Smith And Associates other | Other | Nov 2, 2012 | Dec 14, 2012 (42 d) |
| Justina Renee Welch | Fisher Investments other | M. J. Smith And Associates other | Other | Sep 18, 2012 | Dec 14, 2012 (87 d) |
| James Daniel Osborne | Pacific West Financial Consultants Inc other | M. J. Smith And Associates other | Other | Jun 14, 2007 | Mar 3, 2011 (1358 d) |
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5 moves match.