DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Clark Financial Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Lee Moody | Synovus Securities, Inc. BD affiliated | Clark Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2019 | May 2, 2019 |
| Joshua Mcclellan Slocum | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Clark Financial Advisors other | Other | Dec 5, 2014 | Dec 3, 2014 |
| David Wayne Green | Wells Fargo Advisors wirehouse | Clark Financial Advisors other | Other | Oct 31, 2011 | Feb 10, 2012 (102 d) |
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3 moves match.