DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Firstwave Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Brent Ostrander | Invest Financial Corporation other | Firstwave Financial other | Other | Jun 12, 2017 | Jul 18, 2017 (36 d) |
| John E. Roessler | Forvis Mazars Wealth Advisors, LLC other | Firstwave Financial other | Other | Jul 22, 2015 | Nov 4, 2015 (105 d) |
| Audrey Wehr Jones | Financial Management Concepts other | Firstwave Financial other | Other | Nov 29, 2007 | Feb 5, 2008 (68 d) |
| Robert Michael Devries | Independence Insurance & Investments, LLC unclassified | Firstwave Financial other | Other | Dec 31, 2003 | Apr 4, 2013 (3382 d) |
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4 moves match.