DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Abg Portfolio Strategies, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lawrence Brian Raymond | Valmark Advisers, Inc. BD affiliated | Abg Portfolio Strategies, Inc. other | Other | Dec 31, 2019 | May 1, 2012 |
| Lawrence Brian Raymond | Equitable Advisors, LLC national BD | Abg Portfolio Strategies, Inc. other | Other | Feb 1, 2012 | Aug 27, 2010 |
| Kim Sue Huppertz | Freedom One Investment Advisors, Inc. other | Abg Portfolio Strategies, Inc. other | Other | Oct 6, 2010 | Feb 24, 2012 (506 d) |
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3 moves match.