DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Sfg Investment Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Steven Tyler MoyerEverence Trust Company mixed wealthSfg Investment Advisors, Inc. independent RIARIA to RIAApr 30, 2019May 8, 2019
Jason O'MearaGreat Valley Advisor Group, LLC otherSfg Investment Advisors, Inc. otherOtherFeb 26, 2018Mar 12, 2018
Matthew Paul WitterSharp Financial no RAUMSfg Investment Advisors, Inc. otherOtherJan 29, 2018Jan 25, 2018
Adam Michael NewmanCambridge Investment Research Advisors, Inc. otherSfg Investment Advisors, Inc. otherOtherApr 26, 2011Aug 31, 2012 (493 d)
Page 1 of 1
4 moves match.