DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Northern Capital Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Emily Jean Paukert | Threadline Wealth independent RIA | Northern Capital Management, Inc. independent RIA | RIA to RIA | Feb 26, 2025 | Apr 7, 2025 (40 d) |
| Liam Alexander Pearson Gamble | Northern Capital Retirement Services, Inc. institutional | Northern Capital Management, Inc. independent RIA | Other | Feb 24, 2025 | Oct 8, 2021 |
| Richard Peter Cullen | Northern Capital Retirement Services, Inc. other | Northern Capital Management, Inc. other | Other | Aug 8, 2017 | Aug 6, 2013 |
| Molly Jo Chase | Msi Financial Services, Inc. other | Northern Capital Management, Inc. other | Other | Jun 16, 2008 | Jun 20, 2008 |
| David B Holloway | LPL Financial LLC other | Northern Capital Management, Inc. other | Other | May 6, 2003 | Jun 30, 2003 (55 d) |
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5 moves match.