DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Lgt Financial Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joshua David Orton | Kpc Financial Solutions, LLC state registered | Lgt Financial Advisors LLC independent RIA | Other | Jul 6, 2023 | Jul 25, 2023 |
| Alisha Zianne Reilly | Lido independent RIA | Lgt Financial Advisors LLC independent RIA | RIA to RIA | Jun 25, 2018 | Aug 17, 2021 (1149 d) |
| Norman Scott Gunn | Efg Corporation other | Lgt Financial Advisors LLC other | Other | Jul 6, 2009 | Sep 16, 2009 (72 d) |
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3 moves match.