DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wolf Group Capital Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Derek Tyghe Carstens | Citigroup Global Markets Inc. BD affiliated | Wolf Group Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2024 | Jun 25, 2024 (81 d) |
| Anthony Henry Cortina | Lido independent RIA | Wolf Group Capital Advisors independent RIA | RIA to RIA | Sep 9, 2022 | Nov 22, 2022 (74 d) |
| Cesar Alfonso Ortega | Cresta Advisors independent RIA | Wolf Group Capital Advisors independent RIA | RIA to RIA | Aug 14, 2019 | Jan 4, 2021 (509 d) |
| Kevin Randoll Ostergaard | Edelman Financial Engines independent RIA | Wolf Group Capital Advisors independent RIA | RIA to RIA | Jan 16, 2019 | Mar 14, 2019 (57 d) |
Page 1 of 1
4 moves match.