DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Flc Capital Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Phillip Jared Niblo | Raymond James & Associates, Inc. national BD | Flc Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2023 | Sep 11, 2023 |
| Jonathan Lesley Chatfield | Anchor Bay Capital, Inc. other | Flc Capital Advisors other | Other | Oct 16, 2007 | Oct 15, 2007 |
Page 1 of 1
2 moves match.