DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Monument Group Wealth Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John P CorronCwm, LLC BD affiliatedMonument Group Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 27, 2023Apr 14, 2023 (46 d)
Andrew Morgan RichardsonDimensional Fund Advisors LP asset managerMonument Group Wealth Advisors, LLC independent RIAOtherDec 17, 2019Feb 12, 2020 (57 d)
Lee Christopher McgowanTfc Financial Management Inc otherMonument Group Wealth Advisors, LLC otherOtherOct 13, 2010Oct 13, 2010
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3 moves match.