DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Monument Group Wealth Advisors, LLC
Latest filing Jul 13, 2026
First filing on the tape Mar 30, 2012 · 59 filings
SEC status approved since Aug 14, 2001
RAUM
$679M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$678M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$226M
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
59 filings and snapshots on the tape
RAUM$679M as of Jul 13, 2026
Mar 30, 2012$185M then
HNW client RAUM$668M as of Jul 13, 2026
Mar 29, 2018$290M then
State-registered IARs (5.B.3)3 as of Jul 13, 2026
Mar 30, 20120 then
Employees (5.A)7 as of Jul 13, 2026
Mar 22, 20133 then
Private funds: no history
RAUM +17% over the last fiscal year+17% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Jul 13, 2026; every figure names its basis
- RAUM per advisor
- $226MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 56derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.5MderivedHNW RAUM over HNW clients
- Average account
- $967,079derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $270M, 130 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$668M98%
- Individuals$9.7M1.4%
- Charitable organizations$892,4450.1%
- Individual clients
- 20reported
- HNW clients
- 149reported
- Pension plan clients
- 0reported
- Charitable clients
- 1reported
- Accounts
- 702reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $270M for 130 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Byron Ewart Woodman | Concord, Ma | Mar 24, 2005 | 46 y | 0 |
| Lee Christopher McgowanCertified Financial Planner | Concord, Ma | Oct 13, 2010 | 28 y | 1 |
| Gregory Racki | Concord, Ma | Jun 16, 2021 | 17 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- John P Corron to Commonwealth Financial NetworkOct 1, 2024 · RIA to affiliated broker-dealer or bank
- Andrew Morgan Richardson to Brighton Jones LLCAug 23, 2022 · RIA to RIA
- Andrew Joseph Busa to Rwa Wealth PartnersJan 11, 2018 · Other
- Tyler Patrick Murphy to Focus Partners Wealth, LLCMay 17, 2017 · Other
- Mark Gordon Huffman to Genovese Burford & Brothers Wealth And Retirement Plan Mgmt, LLCOct 5, 2010 · Other
Joined, latest
- John P Corron from Cwm, LLCApr 14, 2023 · Affiliated broker-dealer or bank to independent RIA
- Andrew Morgan Richardson from Dimensional Fund Advisors LPFeb 12, 2020 · Other
- Lee Christopher Mcgowan from Tfc Financial Management IncOct 13, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Christopher Lee Mcgowan · President, Chief Compliance Officer & Senior Wealth Advisorcontrolsince 07/2013 · owns less than 5%
- Ewart Byron Woodman · Founder And Ceocontrolsince 03/2020 · owns less than 5%
- Christopher Lee Mcgowan · Chief Compliance Officer And Presidentcontrolsince 08/2005 · owns 75% or more of The Lee Christopher Mcgowan 2005 Trust Dated August 5, 2005
- Ewart Byron Woodman · Trusteecontrolsince 01/1992 · owns 75% or more of The Byron Ewart Woodman Trust Of 1992
Entity owners
- The Byron Ewart Woodman Trust Of 1992 · Managing Memberdirect · owns 50% to 75%
- The Lee Christopher Mcgowan 2005 Trust Dated August 5, 2005 · Managing Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- Monument Group Tax Advisors LLCinsurancen
- Woodman & Eaton, Pcn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Concord, Ma · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 644 to 702Mar 18, 2025 to Mar 13, 2026
- HNW clients · 136 to 149Mar 18, 2025 to Mar 13, 2026
- Individual clients · 30 to 20Mar 18, 2025 to Mar 13, 2026
- Assets in custody · $208M to $270MMar 18, 2025 to Mar 13, 2026
- Discretionary RAUM · $579M to $679MMar 18, 2025 to Mar 13, 2026
- HNW RAUM · $565M to $668MMar 18, 2025 to Mar 13, 2026
- Individual RAUM · $13.1M to $9.7MMar 18, 2025 to Mar 13, 2026
- RAUM · $579M to $679MMar 18, 2025 to Mar 13, 2026
- Accounts · 625 to 644Jan 8, 2025 to Mar 18, 2025
- HNW clients · 122 to 136Jan 8, 2025 to Mar 18, 2025
- Individual clients · 45 to 30Jan 8, 2025 to Mar 18, 2025
- Assets in custody · $192M to $208MJan 8, 2025 to Mar 18, 2025
- Financial planning clients · 101-250 to 101-250Jan 8, 2025 to Mar 18, 2025
- Discretionary RAUM · $536M to $579MJan 8, 2025 to Mar 18, 2025
- HNW RAUM · $514M to $565MJan 8, 2025 to Mar 18, 2025
- Individual RAUM · $20.8M to $13.1MJan 8, 2025 to Mar 18, 2025
- RAUM · $536M to $579MJan 8, 2025 to Mar 18, 2025
- Employees · 6 to 7Nov 23, 2024 to Jan 8, 2025
- Other offices · 0 to 1Nov 23, 2024 to Jan 8, 2025
- Advisory employees · 2 to 3Oct 1, 2024 to Nov 23, 2024
- State-registered IARs · 2 to 3Oct 1, 2024 to Nov 23, 2024
- Advisory employees · 3 to 2Jul 30, 2024 to Oct 1, 2024
- Employees · 8 to 6Jul 30, 2024 to Oct 1, 2024
- State-registered IARs · 3 to 2Jul 30, 2024 to Oct 1, 2024
- Employees · 6 to 8Apr 1, 2024 to Jul 30, 2024
- Accounts · 583 to 625Oct 5, 2023 to Mar 20, 2024
- Charity clients · 0 to 1Oct 5, 2023 to Mar 20, 2024
- HNW clients · 113 to 122Oct 5, 2023 to Mar 20, 2024
- Individual clients · 33 to 45Oct 5, 2023 to Mar 20, 2024
- Assets in custody · $140M to $192MOct 5, 2023 to Mar 20, 2024
- Discretionary RAUM · $423M to $536MOct 5, 2023 to Mar 20, 2024
- HNW RAUM · $417M to $514MOct 5, 2023 to Mar 20, 2024
- Individual RAUM · $12.7M to $20.8MOct 5, 2023 to Mar 20, 2024
- Non-discretionary RAUM · $6.0M to $0Oct 5, 2023 to Mar 20, 2024
- RAUM · $429M to $536MOct 5, 2023 to Mar 20, 2024
- Accounts · 457 to 583Jan 9, 2023 to Mar 7, 2023
- Advisory employees · 2 to 3Jan 9, 2023 to Mar 7, 2023
- HNW clients · 104 to 113Jan 9, 2023 to Mar 7, 2023
- Individual clients · 31 to 33Jan 9, 2023 to Mar 7, 2023
- Assets in custody · $160M to $140MJan 9, 2023 to Mar 7, 2023
Signals
2 dated events
- John P Corron left Monument Group Wealth Advisors, Llc for Commonwealth Financial Network (registered 2024-10-02)Oct 1, 2024 · Advisor changed firm · fact
- Andrew Morgan Richardson left Monument Group Wealth Advisors, Llc for Brighton Jones Llc (registered 2022-10-12)Aug 23, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 978-287-4208reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 978-369-0960reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 978-369-7705reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- monumentgroupcompanies.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 978-369-7705reportedpublic record, Form ADV, Jul 13, 2026
- Team page
- monumentgroupcompanies.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $226Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026