DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Resource Consulting Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Paul RobinsonFsc Securities Corporation BD affiliatedResource Consulting Group, Inc. state registeredAffiliated broker-dealer or bank to a state-registered adviserNov 3, 2023Dec 11, 1989
Robyn Marie KrahnFsc Securities Corporation BD affiliatedResource Consulting Group, Inc. state registeredAffiliated broker-dealer or bank to a state-registered adviserJan 3, 2022Aug 31, 2019
Hester Rebekah BroadMercer Global Advisors Inc. otherResource Consulting Group, Inc. state registeredOtherMay 4, 2012Jun 20, 2012 (47 d)
Keith Edward SchnelleFsc Securities Corporation otherResource Consulting Group, Inc. state registeredOtherSep 21, 2011Jan 25, 1989
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4 moves match.