DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Affiance Financial LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Rebekah Pearl PetersonAmeriprise Financial Services, LLC national BDAffiance Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 10, 2025Feb 17, 2026 (313 d)
Hunter R SchwimmerNorthwestern Mutual Investment Services,LLC no RAUMAffiance Financial LLC independent RIAOtherJan 30, 2024Jun 24, 2024 (146 d)
Christopher Campbell JohnsonWealth Enhancement Advisory Services, LLC BD affiliatedAffiance Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 14, 2021Aug 24, 2021 (41 d)
Kyle Scott BergCetera Advisor Networks LLC otherAffiance Financial LLC otherOtherMay 17, 2017Jun 4, 2015
Marc Samuel UsemCetera Advisor Networks LLC otherAffiance Financial LLC otherOtherMay 16, 2017Mar 15, 2016
Andrew Bert FishmanCetera Advisor Networks LLC otherAffiance Financial LLC otherOtherMay 16, 2017Jan 22, 2014
Seth Ariel MeislerCetera Advisor Networks LLC otherAffiance Financial LLC otherOtherMay 16, 2017Jan 23, 2014
Daniel Zavie LearCetera Advisor Networks LLC otherAffiance Financial LLC otherOtherMay 16, 2017Jul 21, 2016
Omer AbramovichCetera Advisor Networks LLC otherAffiance Financial LLC otherOtherMay 16, 2017Feb 27, 2014
Steven Carl SchoenbergerCetera Advisor Networks LLC otherAffiance Financial LLC otherOtherMay 16, 2017Jul 21, 2016
Steven Michael LearCetera Advisor Networks LLC otherAffiance Financial LLC otherOtherMay 16, 2017Jan 23, 2014
Eric Steven UngerCetera Advisor Networks LLC otherAffiance Financial LLC otherOtherMay 15, 2017Jan 22, 2014
Matthew Alan BerhowCetera Advisor Networks LLC otherAffiance Financial LLC otherOtherApr 6, 2017Jan 23, 2014
Kevin James O`LaughlinCetera Advisor Networks LLC otherAffiance Financial LLC otherOtherAug 15, 2014Jan 22, 2014
Page 1 of 1
14 moves match.