DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Avisen Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kenneth Elvin Brown | Lynx Capital Group LLC unclassified | Avisen Advisors, LLC other | Other | Dec 31, 2011 | Feb 5, 2010 |
| John Zamboanga | Cetera Advisor Networks LLC other | Avisen Advisors, LLC other | Other | Dec 31, 2010 | Jan 21, 2011 |
| Martin Theodore Herman | UBS Financial Services Inc. wirehouse | Avisen Advisors, LLC other | Other | May 13, 2009 | May 1, 2009 |
| Linda May Becker | UBS Financial Services Inc. wirehouse | Avisen Advisors, LLC other | Other | May 11, 2009 | May 11, 2009 |
| Thomas Wendell Otten | Wells Fargo Advisors wirehouse | Avisen Advisors, LLC other | Other | Nov 18, 2005 | Oct 3, 2007 (684 d) |
| David Loten Baskins | Morgan Stanley Dw Inc. unclassified | Avisen Advisors, LLC other | Other | Mar 21, 2005 | Apr 6, 2006 (381 d) |
| Richard Scott Debono | Wells Fargo Advisors wirehouse | Avisen Advisors, LLC other | Other | Jul 1, 2004 | Jul 14, 2004 |
| Peter Michael Gillespie | Morgan Stanley Dw Inc. unclassified | Avisen Advisors, LLC other | Other | Apr 7, 2004 | Jul 14, 2004 (98 d) |
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8 moves match.