DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Stonegate Capital Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| T Liam Powell | MML Investors Services, LLC other | Stonegate Capital Advisors, LLC independent RIA | Other | Mar 26, 2018 | Apr 16, 2018 |
| Todd Michael Ruble | Robotic Trading Advisors, LLC other | Stonegate Capital Advisors, LLC other | Other | Mar 18, 2015 | May 6, 2015 (49 d) |
| Lia Whisler Seara | Mra Associates other | Stonegate Capital Advisors, LLC other | Other | Mar 20, 2014 | Apr 28, 2014 (39 d) |
| Jameson Alan Van Houten | On Investment Management Co other | Stonegate Capital Advisors, LLC other | Other | Mar 8, 2013 | Sep 10, 2014 (551 d) |
| Joseph Paul Kalmanovitz | Charles Schwab & Co., Inc. national BD | Stonegate Capital Advisors, LLC other | Other | Jan 10, 2013 | May 28, 2013 (138 d) |
| Jill Marie Sadler | Wealth Trust - Arizona LLC unclassified | Stonegate Capital Advisors, LLC other | Other | Dec 31, 2007 | Jul 31, 2012 (1674 d) |
Page 1 of 1
6 moves match.