DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Planning Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Odell Berry | Ives Asset Management Inc unclassified | The Planning Group other | Other | Jul 23, 2010 | Apr 15, 2010 |
| Elizabeth Arndt | Chase Investment Services Corp. other | The Planning Group other | Other | Apr 3, 2009 | Jun 11, 2009 (69 d) |
| Richard Dean Mitchell | Vanguard Advisers, Inc. other | The Planning Group other | Other | Nov 12, 2008 | Sep 26, 2008 |
| Christopher John Bowman | Global Financial Private Capital, Inc. other | The Planning Group other | Other | Jun 17, 2008 | Jun 3, 2008 |
| Aaron Brodt | Global Financial Private Capital, Inc. other | The Planning Group other | Other | Jun 17, 2008 | Jun 4, 2008 |
| Zachary Stuart Brodt | Global Financial Private Capital, Inc. other | The Planning Group other | Other | Jun 17, 2008 | Jun 2, 2008 |
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6 moves match.