DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Colorado Capital Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Madeline Rose Barconi | Fidelity Personal And Workplace Advisors BD affiliated | Colorado Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 21, 2022 | Feb 11, 2022 |
| Emily Jean Lucero | Raymond James Financial Services Advisors, Inc BD affiliated | Colorado Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2019 | May 6, 2026 (2675 d) |
| Jason Gregary Black | Curian Capital, LLC other | Colorado Capital Management independent RIA | Other | Mar 29, 2016 | Aug 12, 2021 (1962 d) |
| Colleen Harvey | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Colorado Capital Management independent RIA | Wirehouse to independent RIA | May 13, 2014 | May 22, 2018 (1470 d) |
| Lee Michael Strongwater | Strongwater Schott, Ltd. unclassified | Colorado Capital Management other | Other | Jun 30, 2011 | Mar 3, 2010 |
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5 moves match.