DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Torres Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Denton Mead Nerison | Eagle Strategies LLC other | Torres Financial Services, Inc. state registered | Other | Jan 5, 2018 | May 29, 2018 (144 d) |
| Dionelle Rucker | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Torres Financial Services, Inc. state registered | Wirehouse to a state-registered adviser | Mar 10, 2016 | Dec 6, 2017 (636 d) |
| Rodolfo Villareal Torres | Cetera Advisors LLC other | Torres Financial Services, Inc. state registered | Other | Jun 27, 2003 | Mar 26, 2003 |
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3 moves match.