DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Jwa Financial Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Douglas Wayne Mcculley | Usaa Financial Planning Services no RAUM | Jwa Financial Group, Inc. other | Other | Jun 6, 2012 | Jun 12, 2012 |
| Christopher Brian Thom | Usaa Financial Planning Services no RAUM | Jwa Financial Group, Inc. other | Other | Sep 13, 2011 | Sep 19, 2011 |
| John Otto Hetzel | Cadence Financial Advisors, LLC state registered | Jwa Financial Group, Inc. other | Other | Sep 25, 2008 | Sep 15, 2008 |
| Micky Chamberlain Reeves | Usaa Financial Planning Services no RAUM | Jwa Financial Group, Inc. other | Other | Sep 2, 2008 | Oct 2, 2008 |
| Richard Lance Alston | Carter Advisory Services, Inc state registered | Jwa Financial Group, Inc. other | Other | Sep 25, 2002 | Oct 2, 2002 |
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5 moves match.