DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wealth Advisors Of Iowa, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Dennis Springer | Charles Schwab & Co., Inc. national BD | Wealth Advisors Of Iowa, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 24, 2022 | Mar 10, 2022 |
| Brian Matthew Thompson | Rockway Wealth Partners unclassified | Wealth Advisors Of Iowa, LLC independent RIA | Other | Mar 31, 2020 | Feb 22, 2020 |
| Nicholas Battiste Capobianco | LPL Financial LLC BD affiliated | Wealth Advisors Of Iowa, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2019 | Dec 13, 2019 |
| Jonathan Chapman Pearson | LPL Financial LLC BD affiliated | Wealth Advisors Of Iowa, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2019 | Dec 13, 2019 |
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4 moves match.