DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Robertson Investment Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jason Roger LockePl Wealth Advisors, LLC state registeredRobertson Investment Management independent RIAOtherMay 20, 2026Jul 3, 2026 (44 d)
Daniel Pierre DebarrosLPL Enterprise, LLC BD affiliatedRobertson Investment Management independent RIAAffiliated broker-dealer or bank to independent RIAJul 15, 2025Dec 3, 2025 (141 d)
Patrick Robert McgillHoward Capital Management, LLC independent RIARobertson Investment Management independent RIARIA to RIAOct 22, 2020Apr 6, 2021 (166 d)
Sonia Constance JoaoSizemore Capital Management, LLC otherRobertson Investment Management independent RIAOtherAug 7, 2020Aug 6, 2020
John Edward LangstonFirst Allied Advisory Services, Inc. BD affiliatedRobertson Investment Management independent RIAAffiliated broker-dealer or bank to independent RIANov 25, 2019Jan 24, 2018
Robert William KastenFirst Allied Advisory Services, Inc. BD affiliatedRobertson Investment Management independent RIAAffiliated broker-dealer or bank to independent RIANov 22, 2019Jan 24, 2020 (63 d)
Ellias David StabinskyFirst Allied Advisory Services, Inc. BD affiliatedRobertson Investment Management independent RIAAffiliated broker-dealer or bank to independent RIANov 22, 2019Feb 9, 2017
Dawn Moore TrammellFirst Allied Advisory Services, Inc. BD affiliatedRobertson Investment Management independent RIAAffiliated broker-dealer or bank to independent RIANov 22, 2019Dec 5, 2018
Susan Marie IversonWoman & Wealth - Dallas unclassifiedRobertson Investment Management independent RIAOtherJul 21, 2015Jun 8, 2015
Frederick Allen MecklenburgFirst Allied Securities, Inc. otherRobertson Investment Management independent RIAOtherJul 2, 2012Jan 7, 2011
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10 moves match.