DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at L&L Financial Services, Llp
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Vincent De Paul Matthews | Td Ameritrade, Inc. no RAUM | L&L Financial Services, Llp state registered | Other | Sep 11, 2019 | Jan 6, 2020 (117 d) |
| Calvin Chatfield Nettles | Sagepoint Financial, Inc. other | L&L Financial Services, Llp state registered | Other | Jul 16, 2014 | Jul 25, 2014 |
Page 1 of 1
2 moves match.