DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Universal Financial Planning Consultants, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Anthony Dwayne Rich | LPL Financial LLC other | Universal Financial Planning Consultants, Inc. other | Other | Oct 22, 2014 | Sep 5, 2014 |
| Michael Benedict Moloney | LPL Financial LLC other | Universal Financial Planning Consultants, Inc. other | Other | Jan 11, 2012 | Jun 27, 2011 |
| Gregory John Wozniak | LPL Financial LLC other | Universal Financial Planning Consultants, Inc. other | Other | Jan 15, 2010 | Jan 28, 2010 |
| Cathey Lynn Williamson | Edward Jones national BD | Universal Financial Planning Consultants, Inc. other | Other | Feb 11, 2005 | Apr 30, 2009 (1539 d) |
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4 moves match.