DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pinnacle Financial Group LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sean Patrick Moran | Schwab Wealth Advisory, Inc. no RAUM | Pinnacle Financial Group LLC independent RIA | Other | Apr 19, 2024 | Apr 15, 2024 |
| Vincent Harambasic | Wells Fargo Advisors wirehouse | Pinnacle Financial Group LLC independent RIA | Wirehouse to independent RIA | Oct 14, 2022 | Oct 11, 2022 |
| Daniel Brian Fitzgerald | Aequus Wealth Management Resources, LLC other | Pinnacle Financial Group LLC other | Other | Jul 24, 2015 | Aug 3, 2015 |
| Lisa Louise Bayer | Oberweis Securities, Inc. unclassified | Pinnacle Financial Group LLC other | Other | Aug 4, 2010 | Aug 10, 2010 |
Page 1 of 1
4 moves match.