DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Kiplinger Wealth Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas Michael PhillipsLPL Financial LLC BD affiliatedKiplinger Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAAug 22, 2025Aug 22, 2025
Douglas J KooglerWealth Management Group state registeredKiplinger Wealth Advisors independent RIAOtherDec 7, 2017Nov 30, 2017
Paul Jacob PurcellStratos Wealth Partners, Ltd otherKiplinger Wealth Advisors independent RIAOtherSep 5, 2014Sep 8, 2014
Tyler Patrick PurcellMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseKiplinger Wealth Advisors independent RIAWirehouse to independent RIAJun 17, 2013Oct 14, 2022 (3406 d)
Walter Joseph RodererFifth Third Securities, Inc. otherKiplinger Wealth Advisors independent RIAOtherJun 18, 2009Jun 30, 2009
Douglas J KooglerValic Financial Advisors, Inc. otherKiplinger Wealth Advisors independent RIAOtherAug 24, 2007Mar 20, 2008 (209 d)
Norman Gregory GreveyFifth Third Securities, Inc. otherKiplinger Wealth Advisors independent RIAOtherJul 27, 2007Jul 31, 2007
Eric Thomas SaddlerEquitable Advisors, LLC national BDKiplinger Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJan 25, 2007Feb 1, 2007
Hugh William RhodesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseKiplinger Wealth Advisors independent RIAWirehouse to independent RIANov 6, 2002Feb 14, 2005 (831 d)
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9 moves match.