DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Nr Smith & Associates, P.S.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stacie Renae Nemetz | Cetera Advisor Networks LLC BD affiliated | Nr Smith & Associates, P.S. other | Other | Sep 10, 2019 | Sep 17, 2019 |
| Audra Leah Perkins | LPL Financial LLC independent RIA | Nr Smith & Associates, P.S. other | Other | Dec 20, 2017 | Feb 28, 2018 (70 d) |
| Ralph Gregory Latza | Bluesky Wealth Advisors, LLC other | Nr Smith & Associates, P.S. other | Other | Mar 11, 2016 | Mar 11, 2020 (1461 d) |
| Thomas B Mclean | Cambridge Investment Research Advisors, Inc. other | Nr Smith & Associates, P.S. other | Other | Dec 21, 2011 | Oct 15, 2014 (1029 d) |
| Loren Odell Camp | Sunset Financial Services, Inc. other | Nr Smith & Associates, P.S. other | Other | Dec 15, 2009 | Jun 21, 2011 (553 d) |
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5 moves match.