DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Comprehensive Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jordan Allen Tuchek | Independent Financial Group, LLC BD affiliated | Comprehensive Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2024 | Mar 11, 2024 |
| Sophie Thilenius | Independent Financial Group, LLC BD affiliated | Comprehensive Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2024 | Mar 11, 2024 |
| Chase Alexander Ferderer | Ameriprise Financial Services, LLC national BD | Comprehensive Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 21, 2023 | Mar 12, 2024 (82 d) |
| Marcus D Knauss | Independent Financial Group, LLC independent RIA | Comprehensive Wealth Management independent RIA | RIA to RIA | Sep 10, 2020 | Sep 10, 2020 |
| Brian Joseph Lockett | Geneos Wealth Management, Inc. other | Comprehensive Wealth Management other | Other | Apr 28, 2008 | Mar 28, 2008 |
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5 moves match.