DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Investors Portfolio Services LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Noah Daniel Fenz | Concourse Financial Group Advisors BD affiliated | Investors Portfolio Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2021 | Jul 29, 2025 (1306 d) |
| Frank Vincent Gallo | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Investors Portfolio Services LLC independent RIA | Other | Sep 23, 2016 | Dec 11, 2012 |
| Thomas James Bowman | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Investors Portfolio Services LLC independent RIA | Other | Sep 23, 2016 | Jun 27, 2017 (277 d) |
| Matthew S Weber | Thrivent Investment Management Inc. other | Investors Portfolio Services LLC independent RIA | Other | Jan 23, 2015 | Feb 9, 2015 |
Page 1 of 1
4 moves match.