DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I•••••••• P•••••••• S••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Mar 3, 2021 · 16 filings
SEC status approved since Apr 2, 2021
RAUM
$239M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
99%
$237M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$79.6M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$239M as of Mar 30, 2026
Mar 29, 2022$141M then
HNW client RAUM$158M as of Mar 30, 2026
Mar 29, 2022$74.5M then
State-registered IARs (5.B.3)3 as of Mar 30, 2026
Mar 29, 20224 then
Employees (5.A)3 as of Mar 30, 2026
Mar 29, 20224 then
Private funds: no history
RAUM +19% over the last fiscal year+21% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $79.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 96derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $287,759derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +17%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$158M66%
- Individuals$78.8M33%
- Charitable organizations$1.1M0.5%
- Corporations and businesses$576,2020.2%
- Individual clients
- 206reported
- HNW clients
- 83reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 830reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| F•••• V•••••• G••••Certified Financial Planner | Puyallup, Wa | Dec 11, 2012 | 34 y | 1 |
| T••••• J•••• B•••••Certified Financial Planner, Chartered Financial Analyst | Puyallup, Wa | Jun 27, 2017 | 10 y | 1 |
| N••• D••••• F••• | Puyallup, Wa | Jul 29, 2025 | 15 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- H•••••• P•••• T••••••• to N•••••••• A•••• M•••••••••Aug 25, 2025 · RIA to RIA
- J•••••• T••• H••••• to C•• A•••••••• L••Jan 25, 2024 · RIA to RIA
- J••••••• W••• B••• to T••••••• I••••••••• M••••••••• I•••Mar 31, 2017 · Other
- M•••••• S• W•••• to T••••••• I••••••••• M••••••••• I•••Jun 14, 2016 · Other
Joined, latest
- N••• D••••• F••• from C•••••••• F•••••••• G•••• A•••••••Jul 29, 2025 · Affiliated broker-dealer or bank to independent RIA
- T••••• J•••• B••••• from N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Jun 27, 2017 · Other
- M•••••• S• W•••• from T••••••• I••••••••• M••••••••• I•••Feb 9, 2015 · Other
- F•••• V•••••• G•••• from N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Dec 11, 2012 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Sep 23, 2016 · Puyallup, Wa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••• F••••• V•••••• · Chief Executive Officer/Chief Compliance Officercontrolsince 06/1994 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Puyallup, Wa · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 724 to 830Aug 8, 2025 to Mar 30, 2026
- HNW clients · 79 to 83Aug 8, 2025 to Mar 30, 2026
- Individual clients · 188 to 206Aug 8, 2025 to Mar 30, 2026
- Discretionary RAUM · $216M to $238MAug 8, 2025 to Mar 30, 2026
- HNW RAUM · $146M to $158MAug 8, 2025 to Mar 30, 2026
- Individual RAUM · $68.0M to $78.8MAug 8, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $869,257 to $1.3MAug 8, 2025 to Mar 30, 2026
- RAUM · $217M to $239MAug 8, 2025 to Mar 30, 2026
- Accounts · 686 to 724Mar 25, 2025 to Aug 8, 2025
- Corporate clients · unset to 2.0Mar 25, 2025 to Aug 8, 2025
- HNW clients · 61 to 79Mar 25, 2025 to Aug 8, 2025
- Individual clients · 185 to 188Mar 25, 2025 to Aug 8, 2025
- Discretionary RAUM · $199M to $216MMar 25, 2025 to Aug 8, 2025
- HNW RAUM · $110M to $146MMar 25, 2025 to Aug 8, 2025
- Individual RAUM · $91.5M to $68.0MMar 25, 2025 to Aug 8, 2025
- Non-discretionary RAUM · $2.8M to $869,257Mar 25, 2025 to Aug 8, 2025
- RAUM · $201M to $217MMar 25, 2025 to Aug 8, 2025
- Accounts · 581 to 686Mar 26, 2024 to Mar 25, 2025
- Charity clients · unset to 1.0Mar 26, 2024 to Mar 25, 2025
- HNW clients · 53 to 61Mar 26, 2024 to Mar 25, 2025
- Individual clients · 211 to 185Mar 26, 2024 to Mar 25, 2025
- Financial planning clients · 1-10 to 1-10Mar 26, 2024 to Mar 25, 2025
- Discretionary RAUM · $183M to $199MMar 26, 2024 to Mar 25, 2025
- HNW RAUM · $100.0M to $110MMar 26, 2024 to Mar 25, 2025
- Individual RAUM · $85.9M to $91.5MMar 26, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $2.4M to $2.8MMar 26, 2024 to Mar 25, 2025
- RAUM · $186M to $201MMar 26, 2024 to Mar 25, 2025
- Accounts · 556 to 581Oct 19, 2023 to Mar 26, 2024
- BD registered reps · 2 to 0Oct 19, 2023 to Mar 26, 2024
- Charity clients · 1.0 to unsetOct 19, 2023 to Mar 26, 2024
- Corporate clients · 1.0 to unsetOct 19, 2023 to Mar 26, 2024
- HNW clients · 47 to 53Oct 19, 2023 to Mar 26, 2024
- Individual clients · 174 to 211Oct 19, 2023 to Mar 26, 2024
- Insurance-licensed employees · 2 to 0Oct 19, 2023 to Mar 26, 2024
- Other offices · 1 to 0Oct 19, 2023 to Mar 26, 2024
- Discretionary RAUM · $132M to $183MOct 19, 2023 to Mar 26, 2024
- HNW RAUM · $77.5M to $100.0MOct 19, 2023 to Mar 26, 2024
- Individual RAUM · $56.4M to $85.9MOct 19, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $2.5M to $2.4MOct 19, 2023 to Mar 26, 2024
- RAUM · $135M to $186MOct 19, 2023 to Mar 26, 2024
Signals
3 dated events
- H•••••• P•••• T••••••• left I•••••••• P•••••••• S••••••• L•• for N•••••••• A•••• M••••••••• (registered 2025-08-28)Aug 25, 2025 · Advisor changed firm · fact
- J•••••• T••• H••••• left I•••••••• P•••••••• S••••••• L•• for C•• A•••••••• L•• (registered 2024-01-14)Jan 25, 2024 · Advisor changed firm · fact
- I•••••••• P•••••••• S••••••• L•• filed its initial SEC registration (Form ADV)Mar 3, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/investors-portfolio-servicesreportedpublic record, Form ADV, Sep 19, 2026
- Website
- INVESTORSP••••••••SERVICES.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 253-770-8118reportedpublic record, Form ADV, Mar 30, 2026
- Team page
- investorsportfolioservices.com/meet-the-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $79.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026