DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Whitney & Company
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sarah L Stymus | Sage, Rutty & Co., Inc. independent RIA | Whitney & Company independent RIA | RIA to RIA | Jan 25, 2024 | Jun 12, 2024 (139 d) |
| Catherine Diane Arnold | Wells Fargo Advisors wirehouse | Whitney & Company independent RIA | Wirehouse to independent RIA | May 13, 2014 | Jun 11, 2021 (2586 d) |
Page 1 of 1
2 moves match.