DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Wealth Management Associates, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Maximilian WilsonHaddonfield Financial Planning LLC independent RIAWealth Management Associates, Inc. independent RIARIA to RIAMay 17, 2023Jun 23, 2023 (37 d)
James Joseph McmonigleSecurities America Advisors, Inc. BD affiliatedWealth Management Associates, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 9, 2019Apr 1, 2019
Philip N RanalliLPL Financial LLC otherWealth Management Associates, Inc. otherOtherJul 27, 2016Jul 22, 2016
Adam Van Voorhis PuffLPL Financial LLC otherWealth Management Associates, Inc. otherOtherJul 5, 2016Jun 21, 2016
Gregory M SobocinskiMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWealth Management Associates, Inc. otherOtherFeb 13, 2009Mar 6, 2009
Joseph Jacob OsherowMorgan Stanley Dw Inc. unclassifiedWealth Management Associates, Inc. otherOtherAug 23, 2005Sep 15, 2005
Crescenzo Cesare Camilo GalliSecurities America Advisors, Inc. otherWealth Management Associates, Inc. otherOtherDec 31, 2003Jul 28, 2017 (4958 d)
Page 1 of 1
7 moves match.