DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••••••• W•••••

S•••• F••• I••••••••• M••••••••• C••••asset managerHaddonfield, Njdual registrantIAPD 5763579

Feed of 09/14/2026

Also filed as M••••••••• D. W•••••

At current firm

1 y

since Apr 3, 2025

In the industry

15 y

since Nov 16, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••• F••• I••••••••• M••••••••• C•••• asset manager current
since Apr 3, 2025 · Haddonfield, Nj
W••••• M••••••••• A••••••••• I••• independent RIA
Jun 23, 2023 to Mar 14, 2025 · Haddenfield, Nj
H••••••••• F•••••••• P••••••• L•• independent RIA
Oct 19, 2020 to May 17, 2023 · H•••••••••, Nj
J••• M••••• S••••••••• L•• wirehouse
Apr 12, 2019 to Jul 15, 2020 · Philadelphia, Pa
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Apr 1, 2019 · Boston, Ma
S•••••••• A••••••• L•• national BD
May 8, 2015 to Jul 13, 2018 · Philadelphia, Pa
M••••• S•••••• wirehouse
Nov 16, 2010 to Jun 27, 2011 · Vineland, Nj

Moves

a registration end followed by a registration begin elsewhere

W••••• M••••••••• A••••••••• I••• to S•••• F••• I••••••••• M••••••••• C••••
left Mar 14, 2025, registered Apr 3, 2025 (20 days) · Other
H••••••••• F•••••••• P••••••• L•• to W••••• M••••••••• A••••••••• I•••
left May 17, 2023, registered Jun 23, 2023 (37 days) · RIA to RIA
J••• M••••• S••••••••• L•• to H••••••••• F•••••••• P••••••• L••
left Jul 15, 2020, registered Oct 19, 2020 (96 days) · Wirehouse to independent RIA
F••••••• P••••••• A•• W•••••••• A••••••• to J••• M••••• S••••••••• L••
left Apr 1, 2019, registered Apr 12, 2019 (11 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
M••••• S•••••• to S•••••••• A••••••• L••
left Jun 27, 2011, registered May 8, 2015 (1411 days) · Wirehouse to affiliated broker-dealer or bank

Signals

M••••••••• W••••• left W••••• M••••••••• A••••••••• I••• for S•••• F••• I••••••••• M••••••••• C•••• (registered 2025-04-03)
Mar 14, 2025 · Advisor changed firm · fact
M••••••••• W••••• left H••••••••• F•••••••• P••••••• L•• for W••••• M••••••••• A••••••••• I••• (registered 2023-06-23)
May 17, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address