DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••• M••••••••• A••••••••• I•••
Latest filing Mar 31, 2026
First filing on the tape Jun 23, 2014 · 38 filings
SEC status approved since Jul 2, 2014
RAUM
$717M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
92%
$657M individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$65.2M
derived; firm RAUM over IAPD count
Employees
20
11 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$717M as of Mar 31, 2026
Mar 25, 2015$128M then
HNW client RAUM$440M as of Mar 31, 2026
Apr 23, 2018$151M then
State-registered IARs (5.B.3)11 as of Mar 31, 2026
Mar 25, 201512 then
Employees (5.A)20 as of Mar 31, 2026
Mar 25, 201517 then
Private funds: no history
RAUM +11% over the last fiscal year+11% a year over threeIARs 13 to 11
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $65.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 82derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $400,536derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 6.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 2.8derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- -15%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.2%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$440M61%
- Individuals$217M30%
- Pension and profit-sharing plans$45.1M6.3%
- Corporations and businesses$10.5M1.5%
- Charitable organizations$4.8M0.7%
- Individual clients
- 691reported
- HNW clients
- 216reported
- Pension plan clients
- 8reported
- Charitable clients
- 5reported
- Accounts
- 1,791reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=11.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• B•••••••• J••••••• | Cherry Hill, Nj | Jul 23, 2002 | 40 y | 0 |
| D•••• R•• H••• | Cherry Hill, Nj | Jul 23, 2002 | 43 y | 0 |
| P••• A• S••••• | Cherry Hill, Nj | Aug 2, 2002 | 26 y | 0 |
| J••••• J•••• O•••••• | Cherry Hill, Nj | Sep 15, 2005 | 34 y | 2 |
| W•••••• G••••• H•••••• | Orwigsburgh, Pa | Aug 7, 2009 | 34 y | 0 |
| D•••• C•••••• L••••••• | Orwigsburg, Pa | Nov 2, 2009 | 34 y | 0 |
| R••••• I•• G••••••••• | Cherry Hill, Nj | Mar 25, 2014 | 13 y | 0 |
| P••••• N• R•••••• | Haddonfield, Nj | Jul 22, 2016 | 28 y | 2 |
| C•••••••• C••••• C••••• G•••• | Cherry Hill, Nj | Jul 28, 2017 | 28 y | 1 |
| B•••••• R••••• H••• | Cherry Hill, Nj | Apr 26, 2018 | 10 y | 0 |
| J•••• J••••• M•••••••• | Turnersville, Nj | Apr 1, 2019 | 46 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- M••••••••• W••••• to S•••• F••• I••••••••• M••••••••• C••••Mar 14, 2025 · Other
- A••• V•• V•••••• P••• to H••••••••• F•••••••• P••••••• L••Oct 15, 2018 · RIA to RIA
- G•••••• M• S••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••Mar 1, 2016 · Other
Joined, latest
- M••••••••• W••••• from H••••••••• F•••••••• P••••••• L••Jun 23, 2023 · RIA to RIA
- J•••• J••••• M•••••••• from S••••••••• A•••••• A•••••••• I•••Apr 1, 2019 · Affiliated broker-dealer or bank to independent RIA
- C•••••••• C••••• C••••• G•••• from S••••••••• A•••••• A•••••••• I•••Jul 28, 2017 · Other
- P••••• N• R•••••• from L•• F•••••••• L••Jul 22, 2016 · Other
- A••• V•• V•••••• P••• from L•• F•••••••• L••Jun 21, 2016 · Other
- G•••••• M• S••••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Mar 6, 2009 · Other
- J••••• J•••• O•••••• from M••••• S•••••• D• I•••Sep 15, 2005 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••• D••••• R•• · Managing Director/Chief Compliance Officercontrolsince 06/2003 · owns 50% to 75%
- J•••••••• J••••• B•••••••• · Managing Directorcontrolsince 06/2003 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cherry Hill, Nj · principal | 11 | 0 | 0 | ||
| Orwigsburg, Pa | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Orwigsburg, PA4 employees
- , 2 employees
- H•••••••••, NJ2 employees
What changed
consecutive filings, newest first
- Accounts · 1,972 to 1,791Feb 16, 2026 to Mar 31, 2026
- Advisory employees · 19 to 11Feb 16, 2026 to Mar 31, 2026
- BD registered reps · 13 to 11Feb 16, 2026 to Mar 31, 2026
- Charity clients · 6 to 5Feb 16, 2026 to Mar 31, 2026
- Corporate clients · 8 to 10Feb 16, 2026 to Mar 31, 2026
- HNW clients · 209 to 216Feb 16, 2026 to Mar 31, 2026
- Individual clients · 670 to 691Feb 16, 2026 to Mar 31, 2026
- Employees · 19 to 20Feb 16, 2026 to Mar 31, 2026
- State-registered IARs · 13 to 11Feb 16, 2026 to Mar 31, 2026
- Discretionary RAUM · $636M to $708MFeb 16, 2026 to Mar 31, 2026
- HNW RAUM · $382M to $440MFeb 16, 2026 to Mar 31, 2026
- Individual RAUM · $211M to $217MFeb 16, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $10.3M to $9.7MFeb 16, 2026 to Mar 31, 2026
- Pension RAUM · $41.0M to $45.1MFeb 16, 2026 to Mar 31, 2026
- RAUM · $647M to $717MFeb 16, 2026 to Mar 31, 2026
- Accounts · 1,748 to 1,972Nov 18, 2024 to Apr 24, 2025
- Advisory employees · 16 to 19Nov 18, 2024 to Apr 24, 2025
- BD registered reps · 16 to 13Nov 18, 2024 to Apr 24, 2025
- Charity clients · 5 to 6Nov 18, 2024 to Apr 24, 2025
- HNW clients · 125 to 209Nov 18, 2024 to Apr 24, 2025
- Individual clients · 688 to 670Nov 18, 2024 to Apr 24, 2025
- Pension plan clients · unset to 8.0Nov 18, 2024 to Apr 24, 2025
- Employees · 16 to 19Nov 18, 2024 to Apr 24, 2025
- Financial planning clients · 0 to 0Nov 18, 2024 to Apr 24, 2025
- State-registered IARs · 15 to 13Nov 18, 2024 to Apr 24, 2025
- Other offices · 4 to 3Nov 18, 2024 to Apr 24, 2025
- Discretionary RAUM · $546M to $636MNov 18, 2024 to Apr 24, 2025
- HNW RAUM · $303M to $382MNov 18, 2024 to Apr 24, 2025
- Individual RAUM · $201M to $211MNov 18, 2024 to Apr 24, 2025
- Non-discretionary RAUM · $9.4M to $10.3MNov 18, 2024 to Apr 24, 2025
- Pension RAUM · $35.4M to $41.0MNov 18, 2024 to Apr 24, 2025
- RAUM · $555M to $647MNov 18, 2024 to Apr 24, 2025
- Accounts · 1,829 to 1,748Jan 29, 2024 to Apr 16, 2024
- Advisory employees · 15 to 16Jan 29, 2024 to Apr 16, 2024
- BD registered reps · 15 to 16Jan 29, 2024 to Apr 16, 2024
- HNW clients · 139 to 125Jan 29, 2024 to Apr 16, 2024
- Individual clients · 657 to 688Jan 29, 2024 to Apr 16, 2024
- Employees · 15 to 16Jan 29, 2024 to Apr 16, 2024
- Discretionary RAUM · $504M to $546MJan 29, 2024 to Apr 16, 2024
- HNW RAUM · $239M to $303MJan 29, 2024 to Apr 16, 2024
Signals
3 dated events
- M••••••••• W••••• left W••••• M••••••••• A••••••••• I••• for S•••• F••• I••••••••• M••••••••• C•••• (registered 2025-04-03)Mar 14, 2025 · Advisor changed firm · fact
- W••••• M••••••••• A••••••••• I••• reported RAUM $428.2M, up 38% from $310.7M (2019-12-09 to 2020-04-27)Apr 27, 2020 · RAUM change · derived
- W••••• M••••••••• A••••••••• I••• filed its initial SEC registration (Form ADV)Jun 23, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 856-424-2350reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 856-424-7608reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 877-765-9737reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 856-424-2350reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- wealthmanage.net/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- wealthmanage.net/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $65.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026