DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Abg Retirement Plan Investment Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin J Nester | LPL Financial LLC other | Abg Retirement Plan Investment Services other | Other | Oct 15, 2014 | Jul 2, 2015 (260 d) |
| Arthur Clifford Laine | Morgan Stanley wirehouse | Abg Retirement Plan Investment Services no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Feb 1, 2013 | Feb 28, 2014 (392 d) |
| Joseph Paul Montana | Morgan Stanley wirehouse | Abg Retirement Plan Investment Services no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Sep 7, 2011 | Jan 15, 2014 (861 d) |
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3 moves match.