DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Veratis Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Liam Brian Johnson | Cetera Investment Advisers LLC BD affiliated | Veratis Advisors, Inc. institutional | Other | Oct 9, 2024 | Feb 28, 2025 (142 d) |
| Derek Thompson Williams | Cook Wealth, LLC independent RIA | Veratis Advisors, Inc. institutional | Other | Jun 8, 2023 | Jun 14, 2023 |
| Stephen Drew Simpson | Synobis Advisors, Inc. other | Veratis Advisors, Inc. no RAUM | Other | Dec 31, 2016 | Jan 9, 2017 |
| Jason William Carter | First Allied Advisory Services, Inc. other | Veratis Advisors, Inc. no RAUM | Other | Dec 27, 2016 | Jan 9, 2017 |
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4 moves match.