DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Phoenix Wealth Advisors Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Emma Elizabeth JacksonRobert W. Baird & Co. Incorporated mixed wealthPhoenix Wealth Advisors Inc. independent RIARIA to RIAMay 4, 2021Sep 21, 2021 (140 d)
Allison Marie FryWells Fargo Advisors wirehousePhoenix Wealth Advisors Inc. independent RIAWirehouse to independent RIAMar 3, 2020Nov 4, 2020 (246 d)
Julie Lynn CroweCharles Schwab & Co., Inc. national BDPhoenix Wealth Advisors Inc. otherOtherJan 5, 2018Jan 19, 2018
Georgios LivanosMorgan Stanley wirehousePhoenix Wealth Advisors Inc. otherOtherOct 28, 2016Oct 18, 2016
Kelly A WardMorgan Stanley wirehousePhoenix Wealth Advisors Inc. independent RIAWirehouse to independent RIAOct 28, 2016May 11, 2018 (560 d)
Mark Joseph RhoadesMorgan Stanley wirehousePhoenix Wealth Advisors Inc. otherOtherOct 28, 2016Oct 18, 2016
Michael Donovan JacksonThompson Davis Asset Management otherPhoenix Wealth Advisors Inc. otherOtherMar 16, 2016Oct 13, 2016 (211 d)
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7 moves match.