DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Capital Advisers, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Randolph Mccraven Nash | Capital Investment Advisory Services, LLC BD affiliated | Capital Advisers, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 20, 2026 | Aug 27, 2026 |
| Daniel Mark Gaugert | Capital Investment Advisory Services, LLC BD affiliated | Capital Advisers, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2024 | Aug 28, 2024 |
| Matthew Bockhorst | Beacon Pointe Advisors, LLC independent RIA | Capital Advisers, Inc. independent RIA | RIA to RIA | Oct 11, 2023 | Nov 28, 2023 (48 d) |
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3 moves match.