DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Laurel Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Emma Izard Powers | Morgan Stanley wirehouse | Laurel Wealth Advisors, LLC independent RIA | Wirehouse to independent RIA | Mar 15, 2019 | Aug 20, 2024 (1985 d) |
| Dustin Marshall Waide | Wedge Capital Management Llp other | Laurel Wealth Advisors, LLC other | Other | Sep 3, 2009 | May 6, 2011 (610 d) |
| Mark Stephen Thompson | Buckhorn Capital Management LLC other | Laurel Wealth Advisors, LLC other | Other | Feb 27, 2008 | Feb 15, 2008 |
| William Edward Sugg | First Citizens Investor Services, Inc. other | Laurel Wealth Advisors, LLC other | Other | Mar 13, 2007 | Mar 15, 2007 |
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4 moves match.